Type 9 KIP + RO (with SFC authorized fund experience) | HK Talent Engage

Job description

Job Description

• Assist in the RA Type 9 licensing application to SFC and prepare for the setup process, operations and infrastructure of the firm
• Act as sole Responsible Officer for RA Types 9 with management responsibilities and duties to supervise the overall regulated businesses of the firm
• Reviewing portfolios, managing orders and executing trades for the SFC authorized fund
• Assist in the establishment of investment strategy, implementation of strategic asset allocation
• Manage the portfolio risks in accordance to the mandate and risk control guidelines
• Ensure the Fund Management Business is in compliance with the regulatory requirement

Requirements:

• Current holder of SFC Type 9 Responsible Officer
• Existing SFC License Representative of RA Type 9 with sufficient experience will also be considered
• AT LEAST 5 years of fund management experience (SFC authorized fund / Public Fund)
• Bachelor Degree or above with major in Economics, Finance or related disciplines
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities
• Self-initiative, independent with good interpersonal and communication skills
• Good command of spoken and written Chinese and English including Cantonese and Putonghua