VP - Ops & Settlements, Global Markets | HK Talent Engage

Job description

Our client is a boutique securities firm in Hong Kong looking to add to their Operations & Settlements team within the Global Markets business.

Responsibilities:

• Oversee activities related to the settlement of securities, futures, and bonds, as well as corporate actions for equities in global markets and the OTC bond market.
• Manage client funding operations, IPOs on the FINI platform, US market placements, and securities borrowing and lending (SBL).
• Ensure the segregation of client funds.
• Coordinate trade matching for clients, exchanges, and brokers, along with daily and monthly position reconciliations.
• Implement settlement and middle office systems.
• Participate in user acceptance testing (UAT).

Requirements:

• Solid education background from finance/accounting related majors
• Strong experience within Operations and Settlement on licensing type 1 and 2 activities
• Familiarity with compliance rules, AML policy, etc.
• Proficiency in both written and spoken English and Mandarin, Cantonese will be a plus