Published 1 year ago

Risk and Compliance Manager - Bank of East Asia (Trustees) Limited

The Bank of East Asia

Job Description

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Responsibilities

  • Monitor the compliance matters related to the operations of pension and trust businesses
  • Ensure the relevant legislation, rules and guidelines are complied with all applicable regulations, rules, codes, guidelines and standards set by regulators and the Bank
  • Assist in devising effective risk management measures in Bank of East Asia (Trustees) Limited (“BEAT”)
  • Provide risk and compliance advice in respect of existing and new regulatory requirements and to assess the potential impact
  • Lead and supervise subordinates to effectively discharge their assignments
  • Handle enquiries from regulators on compliance matters

Requirements

  • University graduate / professional qualification, preferably in business, accounting, law, finance or related disciplines
  • Preferable over 5 years experience in audit or compliance field cover the following:
  • At least 3 years in supervisory level;
  • Good understanding of the operations of pension and trust businesses and the relevant regulatory requirements including but not limited to AML, CRS, and FATCA;
  • Strong communication and analytical skills;
  • Self-motivated, independent and good working attitude
  • Excellent command of both spoken and written English and Chinese

Job Particulars

Job source
eFinancialCareers
Job reference
20670069
Date published
15 Apr 2024
Job keywords
Retail Banking, Other, Compliance/Legal, Compliance Regulatory, Risk Management, Audit
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