Transfer Agency Manager

Responsibilities:

• Provide expert knowledge and guidance on regulatory requirements, including SFC, MAS, CIMA, FATCA, and CRS compliance.
• Conduct AML reviews for investors of Hedge and PE funds, covering onboarding, trigger events, revisits, remediation, and project management.
• Evaluate existing AML procedures and provide recommendations for enhancements to ensure compliance with regulatory requirements.
• Develop and deliver AML training to staff, ensuring adherence to policies and procedures.
• Participate in audit reviews and ensure timely resolution of any findings.
• Collaborate with clients to understand their compliance needs and ensure compliance with applicable regulatory requirements.
• Stay up-to-date with regulatory developments and industry best practices to maintain an effective and up-to-date AML program.
• Perform transaction monitoring activities.
• Undertake investigations and work with compliance and clients on potential suspicious activity reported or triggered from surveillance alerts, production orders, regulatory requests, media monitoring, etc.

Qualifications and Skills:

• Bachelor's degree in a relevant field (e.g., finance, business, economics, or related discipline). Advanced degree or professional certification (e.g., CAMS) is preferred.
• Extensive experience in AML compliance within the financial industry, with a strong understanding of regulatory requirements and industry best practices.
• Knowledge and experience with regulatory requirements from SFC, MAS, CIMA, FATCA, and CRS.
• Experience in conducting AML reviews and managing related projects.
• Strong analytical skills and attention to detail.
• Excellent communication and interpersonal skills, with the ability to effectively collaborate with internal and external stakeholders.
• Ability to deliver training and ensure staff adherence to policies and procedures.
• Familiarity with transaction monitoring systems and investigation processes.
• Proactive approach to problem-solving and the ability to work independently.
• Strong organizational and project management skills.
• Ability to stay updated with regulatory developments and adapt AML programs accordingly.