Undertake investigations into any suspicious transactions or complaints reported or made by both internal and external customers in accordance with AML requirements
Report suspicious cases to respective bodies including file STR and report JFIU in timely manner
Liaise with regulators and law enforcement agency in relation to AML case enquiries
Prepare regular compliance reports on AML related activities and undertake investigation on any suspicious transaction identified/reported
Assist to prepare operation manual for the department and update AML transaction monitoring procedure on-going basis
Assist Team Head to advise management on compliance issues and potential impact of regulatory trends and developments in FCC
Provide coaching & training to junior investigators of the Team
Assist Team Lead/ MLRO to conduct case quality assurance review for junior investigators
Participate in system design, implementation and testing (UAT) as SME and UAT testers
Requirements
Degree holder in Law, Accounting or related disciplines
Minimum 5 years legal, audit or compliance experience preferable in a sizable financial institution and/or regulatory bodies
Knowledge of AML Compliance and relevant regulatory requirements
Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels
Good command of written and spoken English and Chinese (including Putonghua)
Work location would be at Lai Chi Kok / Quarry Bay
The Hong Kong Talent Engage website contains job vacancies information from external sources and relevant links as a convenience to our users, and is not responsible for the content of these sites.
Open the WeChat app and scan the QR code below to follow the official account of Hong Kong Talent Engage, or search "人才服务办公室" in the WeChat app to find us.