Compliance Officer (Global Hedge Fund)

Key Responsibilities:

Partner closely with management and business units to interpret complex regulations related to the firm’s trading in Equities, Fixed Income, Commodities and FX
Stay on top of regulatory requirements and communicate any changes to the management team
Develop and maintain compliance strategies and implement effective compliance programs that best suit these strategies
Make recommendations for improvements to the global compliance framework where required
Uphold highest standards in making sure the firm compiles with its outside regulatory and legal requirements as well as internal policies
Management of new joiner set up including the setup of compliance systems and arranging and conduct new joiner induction training
Produce MI for monthly governance meetings
Complete the Compliance Monitoring Plan (CMP) tasks in a timely manner, including escalating any anomalies and/or issues to the Global CCO and extracting information on staff in other regions as required
Support APAC Head of Compliance with any regulatory reviews

Qualification:

5+ years’ experience required
A bachelor’s degree or demonstrable industry experience
Experience working within a Compliance Advisory role within the financial industry
An ability to quickly learn new systems deployed within our firm
Detail oriented; comfortable keeping records in online systems
An awareness of investment management and the instruments traded by the firm (including derivatives thereof)
An ability to manage multiple priorities and tasks; proven organisational and project management skills in a fast-paced environment

To apply:

Search Article