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Published 1 year ago

Senior Compliance Manager (Personal Banking & Fintech Compliance)

Bank Of China (Hong Kong) Limited

Job Description

Responsibilities:- Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions

  • Assist the business units in evaluating the risk involved in any new products/services, new procedures and business development
  • Participate and assist in regulatory compliance-related projects, initiatives and enhancement
  • Establish, review and update compliance policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations
  • Coordinate with the business units and provide guidance to them on handling conduct-related incidents for timely reporting to regulators with proper follow-up measures Liaise with regulators on conduct-related incidents and other compliance related matters
  • Assist Team Lead to prepare reports to senior management on key compliance issues
  • Keep abreast of the latest development of legal and regulatory requirements, guide the business units to conduct gap analysis for implementing enhancement measures where necessary

  • Conduct compliance training for staff in accordance with local regulatory requirements and the Bank's policies and training objectives

    Requirements: - Degree holder or above in Law, Banking and Finance, Accounting or related disciplines

  • At least 5 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in banking products, regulatory requirements and the market practice
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin)
  • Proficiency in using Microsoft office

#LI-CT1

Job Particulars

Job source
eFinancialCareers
Job reference
20884903
Date published
13 Apr 2024
Job keywords
Compliance/Legal, Compliance Regulatory, Risk Management, Operational, Operations, Other
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