Settlement Analyst (Leading US Investment Bank)

Responsibilities:

Handle equity and fixed income settlements in HK equity, China A stock Connect, CMU and Bond Connect market
Investigate and resolve settlement exceptions
Perform reconciliation to ensure firm books and records match with external banks and central depository's record
Communicate with counterparty (broker and custodian) to resolve settlement issue
Handle physical certificate deposit or withdrawal request
Process ADR conversion, cross board conversions, etc
Follow up on IPO syndicate deals, EIPO subscription and corresponding settlement
Work on Process Improvement

Requirements:

Bachelors degree
Self-motivated, lead by example, work with drive and determination
Product and operational knowledge / experience in cash equities is preferred
Strong risk awareness, ability to identify the issue, question the process and escalate properly
Strong communication skills, be able to interact and communicate effectively both internally and externally, including business unit, Exchange and senior management teams
Be able to handle multi-tasks under pressure
Adaptable and flexible to changes and new challenges
Ability to set out / apply up to date knowledge and best practices to develop solutions that add value to the firm and our clients
Ability to identify areas for process improvement to improve the control and efficiency of the process

To apply:

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