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Published 1 year ago

Compliance Monitoring and Testing - Global Markets

Ashford Benjamin Ltd

Job Description

Responsibilities:

  • Design and deliver compliance assurance, monitoring and testing reviews across APAC region
  • Participate in compliance control program including KRI, KPI, RCSA, etc
  • Provide guideline and governance of assurance activities, coordinate and facilitate on-going framework development
  • Provide cultural leadership to enhance compliance awareness
  • Deliver compliance assurance report to APAC and Global managements

Requirements:

  • Not less than 7 years’ of experience in compliance assurance/ compliance monitoring and testing/ compliance and risk audit function
  • Familiar with global markets, APAC regulatory framework and best excution

Job Particulars

Job source
eFinancialCareers
Job reference
20311753
Date published
12 Apr 2024
Job keywords
Compliance/Legal, Other, Risk Management, Consulting and Advisory, Trading, n/a
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