Senior Risk and Compliance Manager - Leading Chinese Bank

Responsibilities:

Plan, organize, lead and control the activities of Risk & Compliance Section
Ensure that the operations of pension and trust businesses comply with the applicable legislation, rules and guidelines issued by the regulatory authorities
Ensure that the investment holdings of each fund / trust are consistent with the investment objective, policy and / or trust deed
Ensure that prior approval from the relevant regulator are obtained regarding any proposed amendments to the pension and trust documentation, and the appointment of new directors
Ensure that the investment management contracts and custodial agreements to be entered into comply with the relevant regulatory requirements
Ensure that the trust assets are not improperly encumbered and shall be dealt with as trust property separately
Report to the relevant regulators, the Central Compliance Department and/ or the Anti-Money Laundering Compliance Department of the Bank on any events of significant nature
Monitor the rectification action taken for rectifying any breach
Check that if any service providers wants to delegate its duties, the delegatee meets the requirements stipulated by the relevant legislation
Co-ordinate with other Section Heads in preparing the monthly risk report, reviewing the Terms of Reference of Risk Management Committee and Risk of Profile for the business units

Requirements:

University graduate / professional qualification, preferably in business, accounting, law, finance or related disciplines
Preferable over 8 years experience in audit or compliance field
At least 5 years in supervisory level or people management experience
Strong technical knowledge of the operations of pension and trust businesses
Good understanding of relevant regulatory requirements including but not limited to pension and trust, AML, CRS and FATCA

To apply:

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