Job Description
- Opportunity to support the development of a compliance strategy for a firm's growth across APAC
- Work closely with senior management, regulators, and external partners & stakeholders
What you'll do:
- Support the development of a compliance strategy and guidelines to support sustainable growth across APAC
- Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks and mitigate them
- Develop and implement appropriate policies and procedures as well as internal controls
- Test and monitor in the context of the business model to ensure regulatory obligations in APAC are met
- Provide guidance and training on compliance topics if needed
What you bring:
- 5+ years of experience in compliance, business controls, operations and regulatory experience with a financial entity regulated by SFC
- Possess sufficient knowledge of regulations pertaining to SFC's Type 1, 4 and 9 license
- General Compliance knowledge in AML/KYC, code of conduct, gifts and entertainment, personal account dealing, compliance monitoring, regulatory reporting etc., in Hong Kong
- Adaptable and entrepreneurial spirit
- In-depth knowledge of cross-border rules and regulations in the APAC region is desirable but not essential
- Proficiency in English for collaboration with head office and external international stakeholders
What sets this company apart:
Our client is a high growth global asset manager that values adaptability and entrepreneurship. They offer an exciting opportunity to work in a fast-paced environment that is constantly evolving. This role offers the chance to work closely with senior management, regulators, and external partners & stakeholders across the APAC region.
What's next:
Ready to take your career to the next level? Apply now!
Apply today by clicking on the link provided!
Job Particulars
Job source
eFinancialCareers
Job reference
20925640
Date published
10 Apr 2024
Job keywords
Compliance/Legal, Compliance Regulatory, Asset Management, Compliance, Hedge Funds, Other
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