Provide expert knowledge and guidance on regulatory requirements, including SFC, MAS, CIMA, FATCA, and CRS compliance.
Conduct AML reviews for investors of Hedge and PE funds, covering onboarding, trigger events, revisits, remediation, and project management.
Evaluate existing AML procedures and provide recommendations for enhancements to ensure compliance with regulatory requirements.
Develop and deliver AML training to staff, ensuring adherence to policies and procedures.
Participate in audit reviews and ensure timely resolution of any findings.
Collaborate with clients to understand their compliance needs and ensure compliance with applicable regulatory requirements.
Stay up-to-date with regulatory developments and industry best practices to maintain an effective and up-to-date AML program.
Perform transaction monitoring activities.
Undertake investigations and work with compliance and clients on potential suspicious activity reported or triggered from surveillance alerts, production orders, regulatory requests, media monitoring, etc.
Qualifications and Skills:
Bachelor's degree in a relevant field (e.g., finance, business, economics, or related discipline). Advanced degree or professional certification (e.g., CAMS) is preferred.
Extensive experience in AML compliance within the financial industry, with a strong understanding of regulatory requirements and industry best practices.
Knowledge and experience with regulatory requirements from SFC, MAS, CIMA, FATCA, and CRS.
Experience in conducting AML reviews and managing related projects.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills, with the ability to effectively collaborate with internal and external stakeholders.
Ability to deliver training and ensure staff adherence to policies and procedures.
Familiarity with transaction monitoring systems and investigation processes.
Proactive approach to problem-solving and the ability to work independently.
Strong organizational and project management skills.
Ability to stay updated with regulatory developments and adapt AML programs accordingly.