Complete all necessary process to ensure account opening is smoothly and efficiently done;
Preparing all necessary KYC review for Compliance requirement;
Ensure comply with all cross border rules when servicing overseas clients;
Ensure recommendations to clients are all proper and suitable to clients. Adopting a portfolio approach to assist clients to diversify investment risk;
Working closely with all relevant department of the company to ensure work flows/processes are conducted properly and also perform cross selling;
Familiarization of all policies and procedures of the Group and ensure no derivation;
Comply with all training to be confirmed fit and proper.
Job Requirements
University graduate;
Over 5 -10 years relevant working experiences;
Good client handling skill;
Good knowledge on all investment products and KYC process;
Good knowledge on all regulatory requirement on suitability and cross border rules;