(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division

Responsibilities: - Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services

Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives

Requirements: - Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
Sound knowledge in investment or insurance products, regulatory requirements and the market practices
Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
Good command of both written and spoken English and Chinese (including Mandarin)
Proficiency in using Microsoft office