1 年前发布

Compliance Officer (AVP/VP)

Micro Connect (H.K.) Investments Limited

职位描述

  • Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters

  • Help group manage risks and avoid lawsuits by ensuring business operations are performed in compliance with laws and local regulations

  • Develop company policies, create metrics to help track compliance and perform compliance audits

  • Keep abreast of law development and ensure that the company conducts business according to new regulations that arise

  • The right candidate is required to hold a bachelor's degree in Law, Business Administration, or Finance, and may also be required to have a certificate in compliance, internal control, audit or ethics

  • The right candidate should have possessed at least 10 years of experience in the compliance industry working with licensed entities, financial institutions, HK SFC, HKEx or HKMA, or equivalent regulatory authorities of other recognized jurisdictions.

  • The right candidate is expected to be a fast learner, and masters a great attention to detail, analytical thinking skills, and ability to interpret complex policies and regulatory papers in plain language. The candidate must also possess excellent communication and collaboration skills and be native or fluent in English, Cantonese and Mandarin

    Job Highlights

  • At least 5 years’ relevant experience in the compliance industry working with licensed financial institutions, HK SFC, HKEx or HKMA, or equivalent regulatory authorities of other recognized jurisdictions.

  • Proficiency in English and Chinese (both Cantonese and Mandarin)

其他细节

职位空缺来源
eFinancialCareers
参考编号
20580550
发布日期
2024年04月12日
关键词
Compliance/Legal, Compliance Regulatory, Investment Banking/M&A, Compliance, Asset Management
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