Conduct thorough compliance reviews and assessments to identify potential compliance risks, gaps, and control weaknesses, ensuring adherence to regulatory requirements and internal policies.
Provide compliance advisory support and guidance to business units, addressing inquiries and clarifying compliance requirements.
Monitor regulatory changes and assess their impact on the bank's compliance obligations, proactively identifying areas for improvement.
Drafting and review of policy
Job Requirements:
Bachelor's degree in a relevant field (e.g., Finance, Business, Accounting).
Minimum of 5 years of experience in compliance review or related compliance functions within the banking industry.
Previous experience in a Big 4 firm and exposure to compliance advisory is preferred.
Experience with regulators such as HKMA or SFC would be a plus