Internal Control Professional, Institutional Banking

Responsibilities

• Responsible for analyzing business performance and participate in setting key performance indicator, financial planning, annual budgeting and prepare commentaries, evaluation and conduct performance forecast for management.
• Provide advice to modify management reports to conform with internal standards and statutory requirements.
• Provide relevant advice and comments on AML issues, as well as Systems enhancement, revision to Policy and Procedures & Forms, T&C, FATCA, CRS implementation, OR issue, etc.
• Act on behalf of the Division to provide advice to various Committee Meetings such as ICCO, AMLCC, ORM, SAC, and etc.
• Work closely with the AML Compliance, Internal Audit and other divisions to ensure a robust control and operating framework.
• Provide regular reports / presentation files and progress updates to management on a timely basis and work closely with relevant functions (both internal & external parties) to meet the required deadline.
• Act as a customer due diligence ("CDD") expert by performing checking and validating daily CDD application according to both internal and external regulations and policies.
• Assist in developing action plans aimed at ensuring that KYC services and processes meet the expectations of the Business in the context of rapid development.
• Provide oversight to Management in the setup / development of KYC functions within the segment.
• Oversee action plan designed to adequately address legacy operation challenges including those related to audit findings.
• Handle ad hoc project as assigned by Management
• Be aware of the Operational Risk scenario associated with your role and act in a manner that takes account of operational risk considerations

Requirements

• Degree holder or above with major in Business Administration, Accounting, Finance or related disciplines
  3 - 5 years' banking experience in business management / CDD / AML / risk related functions
  Sound banking operation and compliance knowledge
  Details conscious with good analytical reasoning
  Independent, committed, proactive and responsible
  Good demand of English; fluency in Putonghua is an advantage
  Ability to work and thrive in a fast changing, results driven environment
  Familiarize with Microsoft Office i.e. Word, Excel & PowerPoint is an advantage

Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.

All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank's personal data policies, a copy of which will be provided upon request.