职位描述
- Opportunity to support the development of a compliance strategy for a firm's growth across APAC
- Work closely with senior management, regulators, and external partners & stakeholders
What you'll do:
- Support the development of a compliance strategy and guidelines to support sustainable growth across APAC
- Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks and mitigate them
- Develop and implement appropriate policies and procedures as well as internal controls
- Test and monitor in the context of the business model to ensure regulatory obligations in APAC are met
- Provide guidance and training on compliance topics if needed
What you bring:
- 5+ years of experience in compliance, business controls, operations and regulatory experience with a financial entity regulated by SFC
- Possess sufficient knowledge of regulations pertaining to SFC's Type 1, 4 and 9 license
- General Compliance knowledge in AML/KYC, code of conduct, gifts and entertainment, personal account dealing, compliance monitoring, regulatory reporting etc., in Hong Kong
- Adaptable and entrepreneurial spirit
- In-depth knowledge of cross-border rules and regulations in the APAC region is desirable but not essential
- Proficiency in English for collaboration with head office and external international stakeholders
What sets this company apart:
Our client is a high growth global asset manager that values adaptability and entrepreneurship. They offer an exciting opportunity to work in a fast-paced environment that is constantly evolving. This role offers the chance to work closely with senior management, regulators, and external partners & stakeholders across the APAC region.
What's next:
Ready to take your career to the next level? Apply now!
Apply today by clicking on the link provided!
其他细节
职位空缺来源
eFinancialCareers
参考编号
20925640
发布日期
2024年04月10日
关键词
Compliance/Legal, Compliance Regulatory, Asset Management, Compliance, Hedge Funds, Other
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