1 年前發布

VP, Team Lead, Know Your Customer, Private Banking

DBS Bank (Hong Kong) Limited

職位描述

Business Function

DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product vehicles to cater to each client's needs. Coupled with partnerships within the DBS network and with global institutions, we strive to build long-term relationships with our Private Banking clients in Asia by providing them with high quality, timely and extensive wealth management, investment and financial solutions.

Responsibilities
• Lead a team of around 8 - 10 KYC/AML permanent staff (and contractors) supporting PB reporting to the Head of KYC
• Plan, direct and supervise KYC/AML activities associated with new account opening, periodic CDD reviews, trigger event CDD reviews of existing accounts and name screening in full compliance with Group standard and regulatory requirements
• Lead the team to uphold high KYC standards and manage all KRI's to stay green
• Plan and implement KYC/AML related projects and process improvement initiatives for enhanced risk control and operation processes' efficiency and effectiveness
• Collaborate with KYC central team on internal audits, FCSS reviews, and regulatory inspections
• Uphold and reinforce the AML risk culture and awareness within the KYC team and through interaction with Front Office
• Coach and develop a team of professional with high KYC/AML standards

Requirements
• Strong KYC/AML expertise in Private Banking or Wealth Management
• Minimum of 10 years of experience in banking industry, at least 3 years in Private Banking or Wealth Management and as a people manager
• Strong understanding in financial products, policies and procedures in private banking. Hands-on remediation project and process improvement experience.
• Experience in initiating and implementing strategic initiatives for KYC quality uplift and process improvements
• Solid critical thinking and analysis skills, problem solving capacities
• Self-motivated, independent, strong sense of ownership with ability to work in a team environment.
• Good command of English and Chinese

Apply Now
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

We regret only shortlisted candidates will be notified.

其他細節

職位空缺來源
eFinancialCareers
參考編號
20927419
發布日期
2024年04月10日
關鍵詞
Compliance/Legal, In-house Legal, Risk Management, Other
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