Design, implement, and oversee a comprehensive compliance monitoring program, focusing on investments to ensure alignment with developed Asian market standards
Lead the execution of communications and trading surveillance activities to detect and prevent market abuse, insider trading, or other breaches of regulatory standards.
Engage in proactive dialogue with regulatory authorities and internal stakeholders, providing expert guidance on the interpretation and implementation of regulatory changes
Key Requirements:
Bachelor's degree in finance, Law, or a related discipline, with advanced degrees or professional certifications (e.g., CFA, FRM) highly regarded.
5-7 years of proven experience in investment compliance, ideally within a buy-side, multi-manager environment.
Demonstrated ability to analyse complex trading data, interpret regulations, and develop effective compliance strategies and solutions.
Understanding of regulatory requirements and compliance practices in developed Asian markets, especially pertaining to QFII and FPI schemes.