Senior Associate, Product Compliance (Equities) | HK Talent Engage

Job description

Responsibilities:

• Provides product compliance to APAC across equities related products
• Keep abreast of regulatory changes and developments
• Work closely with business and other functions
• Liaise with regulators, stakeholders, auditors as required
• Conduct quality review of SMARTs monitoring

Requirements:

• University graduate from a related discipline
• Good working knowledge of equities products
• Strong command of English and Chinese (at business level)
• Strong communication skills and analytical skills

If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu, [email protected] Web: www.charterhouse.com.hk

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