Bank Of China (Hong Kong) Limited
Apply now
(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division | HK Talent Engage
Published 2024-04-19 00:00:00
Job description
Responsibilities: - Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services
- Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
- Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
- Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives
Requirements: - Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
- At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
- Sound knowledge in investment or insurance products, regulatory requirements and the market practices
- Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
- Good command of both written and spoken English and Chinese (including Mandarin)
- Proficiency in using Microsoft office
Job particulars
- Job source
- eFinancialCareers
- Job reference
- 20884901
- Date published
- 19 Apr 2024
- Job keywords
- Compliance/Legal,Compliance Regulatory,Risk Management,Operational,Operations,Other