Ashford Benjamin Ltd
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Regulatory Compliance - Global Investment Bank | HK Talent Engage
Published 2024-04-18 00:00:00
Job description
Responsibilities:
- Provide regulatory advisor to APAC business and control function
- Monitor relevant regulatory changes and development
- Implement related policies and procedures
- Support new business initiatives and ensure related rules and regulation are identified and followed
- Work closely with other compliance function on projects and other compliance related topics
Requirements
- Minimum 5 years’ of experience in regulatory compliance gained in investment banks / regulatory authority
- Familiar with HKMA and SFC rules and regulation for global markets business
- Strong understanding in fixed income/ equities products
- Experience in advising various business and control functions
Job particulars
- Job source
- eFinancialCareers
- Job reference
- 13366903
- Date published
- 18 Apr 2024
- Job keywords
- Compliance/Legal,Compliance Regulatory,Operations,Other,Investment Banking/M&A,Compliance