VP/ Director of Compliance, Global Investment Manager | HK Talent Engage

Job description

Responsibilities:

• Provide guidance and support on compliance matters to ensure adherence to SFC requirements and internal policies.
• Develop and implement compliance programs and procedures to mitigate risks and maintain a strong compliance culture within the organization.
• Conduct compliance monitoring, surveillance, and testing to identify and address potential violations.
• Collaborate with PMs and traders to provide compliance advisory services and support their trading activities.
• Stay updated with relevant regulations and industry developments to ensure compliance policies and procedures are up to date.
• Assist in the development and delivery of compliance training programs for employees.
• Participate in compliance audits and investigations as needed.

Requirements:

• Minimum of 10 years of experience in compliance, preferably within private equity/ hedge funds.
• Bilingual in English and Cantonese; Mandarin is a plus
• Excellent communication skills to effectively interact with PMs and traders.
• In-depth knowledge of relevant regulatory requirements and industry best practices.