Vice President / Assistant Vice President, Compliance | HK Talent Engage

Job description

About Eddid Holdings Group

Based in Hong Kong, leveraged on its internationalisation blueprints and diversified business, Eddid Holdings Group provides individual investors and institutions a comprehensive, one-stop investment platform. Since establishment in 2015, the Group has grown rapidly through business expansion and mergers and acquisitions. The business of Eddid Holdings Group currently covers HK & US equity trading, HK and global futures trading, leveraged foreign exchange trading, asset management, precious metal trading, personal and business loan, trust, insurance consultancy and FinTech development. The Group's business network spans across major financial markets in Asia and Americas, assisting clients to construct an international investment portfolio with global quality assets.

Major Members

• Eddid Financial Holdings Limited
• Eddid Securities and Futures Limited
• Eddid Bullion Limited
• Eddid Insurance Consultancy Limited
• Eddid Credit Service Limited
• Eddid Trust Limited
• Eddid Securities USA Inc.
• Eddid Capital Limited
• Eddid Fintech Limited

website: Eddid Holdings Limited

Located at the heart of the Financial Center, the Headquarter of Eddid Financial is in Hong Kong that has been developed as a renowned Financial Services Group since 2015. The businesses of the Group cover the active financial trading areas, such as SE Asia, Europe and North America.

Our subsidiaries are holding different trading licenses both in HK and US, including but not limited to SFC licenses, #1,2,3,4,5,6 & 9. Also, we are possessing the memberships of SEC, NFA, HK Creditor, Securities & Futures Broker, and Insurance Brokerage.

With a view to catching up with our rapid expansion, we are sincerely hiring talents to join our Group.

Key elements of the job:

• Provide practical compliance advice for business such as retail and institutional brokerage, global markets business and businesses of the Group
• Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies
• Assist in managing the implementation and enforcement of internal company policies and external laws and regulations (i.e. SFC/ HKEX requirements)
• Provide staff training related to compliance guidelines and requirements
• Liaise with SFC, HKEx and regulators for any inquiries and requests
• Assist in consultation raised by operation team relating to compliance issues, including due diligence and AML/KYC suitability policy
• Keep abreast of new regulatory requirements published by SFC, HKEX and FATCA etc
• Support compliance functions of the Group in Money Lenders Licence, Licensed Insurance Intermediaries and Trust or Company Service Provider Licence etc.
• Perform ad-hoc tasks and projects

The ideal candidate:

• University degree in Law, Finance or related disciplines
• Minimum 3+ years of relevant experiences in financial industry and SFC licensed corporates
• Sound knowledge of the SFO and SFC Codes and Guidelines and HKEX Rules and Guidance
• Knowledge and experience in other financial sections such as Insurance Brokerage, Money Lender or Chinese Gold and Silver Exchange is an advantage
• Detail-oriented, self-motivated and able to work independently
• Excellent written and spoken English, Cantonese and Mandarin
• immediately available is highly preferred

All information provided will be treated in strict confidence and used solely for recruitment purposes.

We offer an exciting career opportunity to the successful candidate. Please email your detailed resumes with current and expected salary and availability by clicking “Apply Now”.