Ashford Benjamin Ltd
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Head of Regulatory Compliance - Leading Financial Institution | HK Talent Engage
Published 2024-04-26 00:00:00
Job description
Responsibilities:
- Responsible for Hong Kong Regulatory Compliance matters
- Act as regulatory advisor to securities, wealth management and asset management business and control function
- Monitor relevant regulatory changes and development
- Implement related policies and procedures
- Support new business initiatives and ensure related rules and regulation are identified and followed
- Work closely with other compliance function on projects and other compliance related topics
Requirements
- Minimum 7 years’ of experience in regulatory compliance experience
- Familiar with SFC rules and regulation
- Candidates from SFC will also be considered
Job particulars
- Job source
- eFinancialCareers
- Job reference
- 20893968
- Date published
- 26 Apr 2024
- Job keywords
- Compliance/Legal,Compliance Regulatory,Operations,Other,Investment Banking/M&A,Compliance