Compliance Monitoring and Testing - Global Markets | HK Talent Engage

Job description

Responsibilities:

• Design and deliver compliance assurance, monitoring and testing reviews across APAC region
• Participate in compliance control program including KRI, KPI, RCSA, etc
• Provide guideline and governance of assurance activities, coordinate and facilitate on-going framework development
• Provide cultural leadership to enhance compliance awareness
• Deliver compliance assurance report to APAC and Global managements

Requirements:

• Not less than 7 years’ of experience in compliance assurance/ compliance monitoring and testing/ compliance and risk audit function
• Familiar with global markets, APAC regulatory framework and best excution