Ashford Benjamin Ltd
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Asset Management Compliance | HK Talent Engage
Published 2023-06-02 00:00:00
Job description
Responsibilities:
- Responsible for compliance program, policies and procedures
- Identify, monitor, and communicate regulatory changes trends and proposals to senior management
- Review marketing materials and products,
- Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections
- Implement compliance controls and tool to address gaps with global compliance framework
- Provide training for internal staffs
Requirements
- 8+ years’ experience in asset management compliance
- In-depth understanding in funds rules and regulation
- Fluent Mandarin and English
Job particulars
- Job source
- eFinancialCareers
- Job reference
- 19380609
- Date published
- 02 Jun 2023
- Job keywords
- Asset Management,Compliance,Compliance/Legal,Compliance Regulatory,Trading,n/a