Ashford Benjamin Ltd
立刻申請
Asset Management Compliance | 人才服務辦公室
2023-06-02 00:00:00發布
職位描述
Responsibilities:
- Responsible for compliance program, policies and procedures
- Identify, monitor, and communicate regulatory changes trends and proposals to senior management
- Review marketing materials and products,
- Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections
- Implement compliance controls and tool to address gaps with global compliance framework
- Provide training for internal staffs
Requirements
- 8+ years’ experience in asset management compliance
- In-depth understanding in funds rules and regulation
- Fluent Mandarin and English
其他細節
- 職位空缺來源
- eFinancialCareers
- 參考編號
- 19380609
- 發布日期
- 02 Jun 2023
- 關鍵詞
- Asset Management,Compliance,Compliance/Legal,Compliance Regulatory,Trading,n/a