Ashford Benjamin Ltd
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Compliance Specialist - Hedge Fund | HK Talent Engage
Published 2024-04-26 00:00:00
Job description
Responsibilities:
- Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures
- Liaise with regulators on handling licensing, inquiries and inspections
- Provide guidance, advice and training
- Execute compliance monitoring program and represent results to senior management
- Collaborating with local and global teams for compliance control enhancement projects
Requirements
- Not less than 6 years’ experience in hedge funds / asset management / proprietary trading platform
- Strong knowledge of financial industry rules and regulations
- Prior experience developing and enhancing compliance framework
Job particulars
- Job source
- eFinancialCareers
- Job reference
- 11812403
- Date published
- 26 Apr 2024
- Job keywords
- Hedge Funds,Risk Management,Compliance/Legal,Compliance Regulatory,Asset Management,Compliance