Ashford Benjamin Ltd
立刻申请
Compliance Specialist - Hedge Fund | 人才服务办公室
2024-04-26 00:00:00发布
职位描述
Responsibilities:
- Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures
- Liaise with regulators on handling licensing, inquiries and inspections
- Provide guidance, advice and training
- Execute compliance monitoring program and represent results to senior management
- Collaborating with local and global teams for compliance control enhancement projects
Requirements
- Not less than 6 years’ experience in hedge funds / asset management / proprietary trading platform
- Strong knowledge of financial industry rules and regulations
- Prior experience developing and enhancing compliance framework
其他细节
- 职位空缺来源
- eFinancialCareers
- 参考编号
- 11812403
- 发布日期
- 26 Apr 2024
- 关键词
- Hedge Funds,Risk Management,Compliance/Legal,Compliance Regulatory,Asset Management,Compliance