Control Room - Global Investment Bank | 人才服務辦公室

職位描述

Responsibilities:

• Responsible APAC Control Room function
• Develop compliance framework, policies, procedure, and training program for Corporate and Investment Banking business
• Provide compliance advisory to research, regulatory reporting, and business matters
• Approve and maintain restricted, watch, and conflict list, wall crossing, information barriers issue
• Participate in regulator enquiry, inspection, and management meeting to enhance control framework

Requirements:

• Not less than 2 years of experience covering control room
• APAC exposure with direct experience working with global management