Vice President/ Assistant Vice President, Regulatory Compliance | 人才服務辦公室

職位描述

Incorporated in November 1950, Shanghai Commercial Bank Ltd. is one of the most well known local Chinese banks in Hong Kong. At present, there are more than 40 local and overseas branches. The Bank has always been pursuing the motto of its founder, Mr. Kwang-pu Chen, to 'Serve the Community'. The Bank's slogan of 'For Personalized Service' and 'All in a Family' denotes the Bank's devotion to providing personalized services to its clients and promoting a harmonious relationship among its staff members.

Responsibilities:

• Lead/ support to provide general compliance advisory services to business and operation units, as well as relevant compliance advice to overseas branches with the aim of operation alignment across different branches and Head Office
• Provide advice and guidance on compliance issues for the Bank's new products / services
• Assess the impact and conduct gap analysis of new or updated local laws and regulations on the Bank's operations and procedures
• Monitor overseas branches to understand the latest compliance developments and / or new regulations with respect to respective overseas regulatory bodies and work closely with branches and relevant departments on the implementation
• Handle audit queries from internal and external auditors in the performance of compliance work
• Review and update general compliance policies, procedures and guidelines
• Provide training to Bank’s staff on the regulatory requirements including personal data protection, prudential measures and credit related products
• Perform investigation on non-compliance cases identified
• Support the identification, evaluation and mitigation of compliance risks in overseas branches
• Monitor compliance status of overseas branches and escalate when necessary
• Provide regular / ad-hoc updates to management
• Handle management reporting and ad hoc projects assigned from management

Requirements:

• Degree holder in Business Administration, Risk Management, Law or related disciplines
• Minimum 10 year of compliance experience preferably gained from banking industry
• Familiar with local regulations e.g. Banking Ordinance, Banking (Exposure Limits) Rules, Code of Banking Practice, Personal Data (Privacy) Ordinance, Deposit Protection Scheme Ordinance, Hong Kong Monetary Authority’s Supervisory Policy Manuals, etc. and retail and corporate banking operations
• Familiar with banking-related regulations of the United States, the United Kingdom and the Mainland China being an advantage
• Experience in dealing with local and overseas regulators is preferred
• Demonstrated leadership and independence
• Responsible and detailed-mind
• Self-motivated and independent with good compliance sense
• Assertive and mature to be able to work with overseas branches and competent to provide guidance to them
• Good analytical, people, communication and management reporting skills
• Professional presentation and report writing skills
• Good command of spoken and written English and Chinese, and fluency in Putonghua

We offer competitive remuneration commensurate with candidate’s background. If you look for a friendly and harmonious working environment with steady career progression, here is the right opportunity for you. Please submit your full resume with current and expected salary to the Human Resources Division by clicking “APPLY NOW” or visiting https://www.shacombank.com.hk/eng/about/career/Career.jsp.

We are an equal opportunity employer.

Applicants who are not contacted within 8 weeks may consider their application unsuccessful. Applications may be retained for 24 months for consideration of other suitable openings.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.