Type 4 & 9 Responsible Officer | 人才服務辦公室
2024-04-25 00:00:00發布
職位描述
Responsibilities:
• Act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities in Type 4 & 9 business in particular
• Responsible for strategies development, supervisory and implement the operations in asset management and funds
• Ensure compliance with relevant codes, laws and regulations and involve in business development activities
• Cooperate with legal advisors to design fund structure, draft fund offering documents, and register funds and record products with regulatory agencies
• Lead and manage the full cycle investment scope from sourcing, evaluation, originating asset management related financing to execute and close the transactions
• Formulate, review and update the operational policies and procedures to ensure full regulatory compliance
• Ensure the operations of internal control procedures to comply with the regulatory requirements
• Work closely with the internal top management group, investment committees, marketing business unit, involving in the marketing planning, projects, and business development coordination
• Review and resolve performance metrics such as revenue information discrepancies
• Responsible in investment decisions making and portfolio management
Requirements:
• Degree or above in Finance, Accountancy, Business Administration, Law or related discipline
• Qualified Licensed Holder of SFC Type 4 & 9
• Solid knowledge in financial products, asset management, funds or capital investment products
• Strong analytical and good interpersonal and presentation skills, highly-motivated and able to work independently, with minimum 3 years of managerial experiences.
• Well understanding of SFC regulatory regime, portfolio construction and performance measurement
• Solid understanding about middle and back office operations, risk controls and investment process of asset management companies
• Fluency in English, Chinese (Cantonese & Mandarin) in both spoken and written
其他細節
- 職位空缺來源
- eFinancialCareers
- 參考編號
- 20360174
- 發布日期
- 25 Apr 2024
- 關鍵詞
- Accounting & Finance,Accounting,Regulatory Reporting,Fintech,Crypto