Insurance Compliance Advisory | 人才服務辦公室

職位描述

Responsibilities:

• Implement compliance framework, policies and procedures across all business lines
• Conduct regular compliance risk assessments, execute the compliance monitoring plan, data analytic, and the related issues analysis, remediation and reporting to ensure adherence to compliance risk thresholds
• Disseminate circular and guidelines from regulators and ensure the relevant parties compliance with the regulatory requirement
• Support the investigation of complaint and regulatory breach and follow up the remedial actions with business

Requirements:

• At least 5 years’ solid experience in comppliance covering life insurance/ insurance brokerage business, candidates from insurance authority will also be considered
• Fluent in Chinese (Both Mandarin and Cantonese) and English