Compliance Specialist - Hedge Fund | 人才服務辦公室

職位描述

Responsibilities:

• Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures
• Liaise with regulators on handling licensing, inquiries and inspections
• Provide guidance, advice and training
• Execute compliance monitoring program and represent results to senior management
• Collaborating with local and global teams for compliance control enhancement projects

Requirements

• Not less than 6 years’ experience in hedge funds / asset management / proprietary trading platform
• Strong knowledge of financial industry rules and regulations
• Prior experience developing and enhancing compliance framework