Compliance Manager, Anti-Money Laundering | 人才服务办公室

职位描述

Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team.

In line with our business expansion, we are inviting committed professionals to join our team. If you have the passion and belief that you can grow with our business, and contribute to our success, capitalize on this career opportunity.

Responsibilities:

• Conduct risk-based compliance reviews according to Annual Compliance Review plan
• Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement
• Compile compliance review reports to highlight major regulatory compliance issues and risk implications
• Conduct assigned special / ad-hoc reviews
• Follow up management actions/ rectification actions to address findings identified in compliance reviews and, where required, examinations undertaken by the regulators
• To formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements
• Review and monitor staff personal account dealing
• Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management

Requirements:

• University graduate or above
• 4 years or above relevant experience with minimum 3 years in audit/ compliance/ compliance review experience in Big 4 or in banking/ financial services industry
• Understand relevant policies and procedures of the Bank as well as regulatory rules and requirements
• Strong analytical and interpersonal skills and capable to work independently
• Proficiency in English and Chinese, fluency in Mandarin is an advantage .
• Good PC knowledge

Please send your application DIRECTLY to Fubon Bank (Hong Kong) Limited, Human Resources Management Group via email: [email redacted, apply via company website] with full resume quoting the above reference no.

For other vacancies, please visit our website: www.fubonbank.com.hk

*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html