Ashford Benjamin Ltd
立刻申请
Head of Regulatory Compliance - Leading Financial Institution | 人才服务办公室
2024-04-18 00:00:00发布
职位描述
Responsibilities:
- Responsible for Hong Kong Regulatory Compliance matters
- Act as regulatory advisor to securities, wealth management and asset management business and control function
- Monitor relevant regulatory changes and development
- Implement related policies and procedures
- Support new business initiatives and ensure related rules and regulation are identified and followed
- Work closely with other compliance function on projects and other compliance related topics
Requirements
- Minimum 7 years’ of experience in regulatory compliance experience
- Familiar with SFC rules and regulation
- Candidates from SFC will also be considered
其他细节
- 职位空缺来源
- eFinancialCareers
- 参考编号
- 20893968
- 发布日期
- 18 Apr 2024
- 关键词
- Compliance/Legal,Compliance Regulatory,Operations,Other,Investment Banking/M&A,Compliance