Regulatory Compliance - Global Investment Bank | 人才服务办公室

职位描述

Responsibilities:

• Provide regulatory advisor to APAC business and control function
• Monitor relevant regulatory changes and development
• Implement related policies and procedures
• Support new business initiatives and ensure related rules and regulation are identified and followed
• Work closely with other compliance function on projects and other compliance related topics

Requirements

• Minimum 5 years’ of experience in regulatory compliance gained in investment banks / regulatory authority
• Familiar with HKMA and SFC rules and regulation for global markets business
• Strong understanding in fixed income/ equities products
• Experience in advising various business and control functions