ConnectedGroup Limited
立刻申请
AVP- Compliance Assurance | 人才服务办公室
2024-04-25 00:00:00发布
职位描述
Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance assurance and reports to the Head of Compliance Assurance.
Responsibilities:
- Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compliance Monitoring Plan.
- Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing recommendations to the relevant stakeholders in order to mitigate the identified risks.
- Conduct compliance monitoring activities in accordance to the plan, and upon request by the Chief Compliance Officer.
- Review and assess the adequacy and effectiveness of the Bank's compliance risk control framework. Identify key deficiencies, assess the implications, and provide recommendations to the relevant stakeholders on mitigating actions.
- Assist in ad hoc compliance related review or investigation / carry out any other duties as instructed by senior management.
To be succeed in this role, previous banking experience in compliance monitoring is required.
Requirements:
- University graduated in Finance, Business Administration or relevant discipline.
- Minimum 5 years experience in compliance monitoring , operational risk management, risk controls function and/or internal audit, etc from banking industry.
- Independent, self-motivated and able to work under pressure.
- Strong communication and interpersonal skills.
- Fluency in written and spoken English and Chinese (both Cantonese and Mandarin)
Our client offers competitive compensation, benefits packages, work from home arrangement, dynamic and fast-paced work environment.
For all interested parties, please contact and send your CV to Selene Ma at [email protected] for more details. For other available opportunities, please visit www.connectedgroup.com
其他细节
- 职位空缺来源
- eFinancialCareers
- 参考编号
- 20992046
- 发布日期
- 25 Apr 2024
- 关键词
- Compliance/Legal,Compliance Regulatory,Other