Compliance, Senior Manager/ Manager - Insurance company | 人才服务办公室

职位描述

Responsibilities

• Responsible for regulatory compliance matters pertaining to insurance product offerings, sales, and distribution.
• Develop and oversee robust compliance programs that effectively address market conduct, regulatory requirements, and internal policies.
• Ensure strict adherence to statutory, regulatory, and internal requirements, with a particular focus on product compliance, sales compliance, sales conduct risk.
• Provide advisory services and guidance to all business units regarding financial crime risks.
• Conduct transaction monitoring, fraud investigation, and suspicious transaction reporting as necessary.
• Oversee policy governance and compliance review processes to ensure adherence to regulatory standards.
• Collaborate with regulators on compliance matters and maintain a comprehensive understanding of the Hong Kong AML/CFT regulatory framework.
• Provide support to various business initiatives by providing valuable compliance insights and guidance.
• Foster a culture of compliance awareness throughout the organization by organizing and facilitating compliance training sessions and conducting regular compliance reviews.
• Develop and implement monitoring mechanisms to assess and maintain compliance with statutory, regulatory, and internal requirements across all aspects of the company's operations.
• Stay up-to-date with the latest developments in insurance industry regulations, including changes in laws, regulations, and industry best practices.
• Prepare and submit accurate and timely compliance reports to regulatory bodies as required.
• Provide comprehensive training and guidance to employees on various compliance-related matters.
• Establish and nurture strong relationships with regulatory authorities and effectively handle regulatory inquiries.

Requirements

• Possess a Bachelor's degree in Law, Risk Management, Business Administration, or a related field.
• Possess a minimum of 5 years of relevant experience in the field of life insurance compliance.
• Familiar with the insurance regulatory framework of Insurance Authority and Securities and Futures Ordinance
• Candidates with an audit background and solid experience in market conduct, product, and marketing materials review will be given preference.
• Proficient in both spoken and written English, as well as Chinese (Cantonese and Mandarin) languages.
• In-depth knowledge of insurance regulations and industry best practices.