Settlements Analyst HK | 人才服务办公室

职位描述

• Handle equity and fixed income settlements in HK equity, China A stock Connect, CMU and Bond Connect market
• Investigate and resolve settlement exceptions
• Perform reconciliation to ensure firm books and records match with external banks and central depository's record
• Communicate with counterparty (broker and custodian) to resolve settlement issue
• Handle physical certificate deposit or withdrawal request
• Process ADR conversion, cross board conversions, etc
• Follow up on IPO syndicate deals, EIPO subscription and corresponding settlement
• Work on Process Improvement