Compliance Risk Manager (Hong Kong Branch) | 人才服务办公室

职位描述

Responsibilities:

• Formulate and update compliance risk and KYC policies and procedures in light of the latest regulatory requirements and market practices
• Provide advice to frontline and other relevant units on compliance risk and KYC related matters
• Conduct and improve transaction monitoring process.
• Prepare compliance risk and KYC Management reports.
• Coordinate and manage assigned compliance risk and KYC projects
• Review Enhanced Due Diligence (EDD) / high risk customer on-boarding cases and relevant KYC documents submitted by business
• Undertake risk assessment on the Bank's new product offering from compliance risk/AML perspective
• Deliver compliance risk and AML trainings and maintain the Bank's AML training plan
• Perform ad-hoc tasks as assigned from time to time

Requirements: - Degree or above in Business Administration, Finance, Economics or relevant disciplines

• 3 years' experience or above in compliance risk management, anti-money laundering, transaction monitoring or screening
• Strong analytical skills and ability of independent assessment.
• Good communication and organization skills
• Good command of both spoken and written English and Chinese. Fluent in Mandarin will be an advantage