Assistant Vice President, Policy and Governance (Financial Crime Compliance) | 人才服务办公室

职位描述

OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is one of the world’s most highly-rated banks, with Aa1 by Moody’s and AA- by both Fitch and S&P. Recognised for its financial strength and stability, OCBC is consistently ranked among the World’s Top 50 Safest Banks by Global Finance and has been named Best Managed Bank in Singapore by The Asian Banker.

OCBC is the second largest financial services group in Southeast Asia by assets. The Group offers a broad array of commercial banking, specialist financial and wealth management services, ranging from consumer, corporate, investment, private and transaction banking to treasury, insurance, asset management and stockbroking services.

OCBC’s private banking services are provided by its wholly-owned subsidiary Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals. Its insurance subsidiary, Great Eastern Holdings, is the oldest and most established life insurance group in Singapore and Malaysia. Its asset management subsidiary, Lion Global Investors, is one of the leading asset management companies in Southeast Asia.

The Group’s key markets are Singapore, Malaysia, Indonesia and Greater China. It has close to 420 branches and representative offices in 19 countries and regions.

For more information, please visit www.ocbc.com.hk to learn more about OCBC Hong Kong.

What you’ll be doing?

• Act as a primary contact point for overseas subsidiaries and work with SMEs to provide advice (including KYC/Transaction Monitoring/Sanctions) on AML/CFT related issues
• Proactively liaise and co-ordinate with Head Office / local and overseas subsidiaries and relevant stakeholders in Business Units / Operations for AML/CFT related Projects and Enterprise-wide Risk Assessment
• Act as a Project Manager, to lead/facilitate Group initiated AML/CFT Projects and relevant meetings for relevant stakeholders/the Group and Senior Management, to uplift the Bank’s AML Standard and comply with both regulatory and Group AML requirements
• Prepare regular AML/CFT regulatory returns and management reports and materials to Head Office and Management.
• Prepare AML data, dashboard and statistics, and perform reasonableness analysis
• Review and revise AML Policies for Hong Kong and overseas subsidiaries
• Ensure tracking of annual compliance plan (AML/CFT related), to make sure action items are on track without delay.
• Assist the team head in preparing materials for the relevant AML/CFT governance committees.
• Perform oversight function and work on overseas subsidiaries (for China and Macau subsidiaries).
• Monitor and track the Annual Compliance Plan for Hong Kong and overseas subsidiaries.
• Co-ordinate with relevant parties on regulatory inspection, external review and internal audit review.

Who are we looking for?

• University degree in law, finance, accounting, information system, computer science, or with relevant qualification on AML/CFT e.g. AAMLP/ACAMS is preferred
• At least 8-10 years in AML/compliance, or audit and related fields with hands-on experience
• Knowledge in banking products, services or operations, exposure in data analytics is an advantage
• Good interpersonal, analytical and presentation skills
• A good team player to drive and complete the task and project independently with minimal supervision
• Proficiency in both written and spoken English
• Less experience will be considered as Manager