Asset Management Compliance | 人才服务办公室

职位描述

Responsibilities:

• Responsible for compliance program, policies and procedures
• Identify, monitor, and communicate regulatory changes trends and proposals to senior management
• Review marketing materials and products,
• Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections
• Implement compliance controls and tool to address gaps with global compliance framework
• Provide training for internal staffs

Requirements

• 4+ years’ experience in asset management compliance
• In-depth understanding in SFC type 1,4,9 rules and regulation
• Fluent Mandarin and English