Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business of Industrial and Commercial Bank of China Limited (“ICBC”) – currently the largest commercial bank in China, and it is one of the domestic systemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively.
Job Responsibilities
- Act as the contact point of regulatory and law enforcement bodies
- Handle regulatory enquires & inspections and general compliance matters
- Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing materials, new services/products, DPS requirements, outsourcing initiatives)
- Conduct gap analysis to assess the Bank's compliance with regulatory requirements
- Prepare regular and ad-hoc compliance reports to the Management and our Head Office
- Develop, maintain and implement compliance plans, manuals, policies and procedures
- Handle ad-hoc tasks assigned.
Job Requirements
- University graduate preferable in Banking, Accounting, Law or relevant disciplines
- Minimum 3 years of working experience in banking compliance role, preferably with exposure across corporate and retail banking business
- Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA, Deposit Protection Board and Privacy Commissioner for Personal Data
- Good analytical and communication skills
- Responsible, proactive with attention to details and be able to work independently
- Conversant in MS Office Applications
- Good command of both written and spoken English and Chinese including Putonghua
Interested parties, please click "Apply Now" for application.
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