Employees Benefits
- Wellbeing – annual leaves, birthday leave, additional time-off (4 hours per month) to cater for your personal interest and mental wellbeing
- Premises facilities – free lunch, free gymnasium, breakout areas for leisure and team building purposes
- Banking benefits – preferential interest rate, mortgage loan availability, staff loan
- Staff engagement – voluntary activities, sports programs and activities, rooftop farming in Kwun Tong office
- Learning & development – in-house training courses on furnishing your soft skills or consolidating your professional knowledge
Together, we can achieve more
The Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 48 branches, 42 SupremeGold Centres, and 3 i-Financial Centres throughout the city.
Overseas, BEA has established a presence in Southeast Asia, the United Kingdom, and the United States. Worldwide, including Hong Kong and the rest of Greater China, BEA operates around 130 outlets and employs approximately 8,000 people. We invite you to become part of our team and to pursue a bright and exciting future.
Position Summary
To control and monitor the compliance related matters of wholesale banking for complying with the regulatory requirements and internal risk management framework.
Responsibilities
- Assist supervisor(s) to develop, enhance and implement control measures to rectify issues/ exceptions as identified by internal stakeholders and external auditors and regulators
- Conduct gap analysis on business processes and liaise with stakeholders to implement enhancement measures
- Participate in projects triggered by business or regulatory requirements
- Coordinate review/self-assessment by internal stakeholders, external auditors and regulators & assist in developing enhanced control measures to rectify those identified issues/exceptions
- Compile management reports on compliance related areas
- Perform ad hoc support and other duties as assigned
Requirements
- University degree, preferably major in business, finance or a related discipline
- At least 3 years’ experience in wholesale banking with knowledge on business control or compliance function
- Good understanding of relevant policies, procedures, practices and rules issued by HKMA, SFC, IA and other regulatory bodies
- Good understanding of corporate loan, trade finance, treasury and/or investment & insurance products
- Detail-minded, strong analytical and problem solving skills
- Holder of AAMLP/ CAMLP/ ACOP/ CCOP professional qualification(s) is preferred
- Good command of both spoken and written English and Chinese, fluent in Putonghua is preferable
(Candidate with more experience may be considered for Senior Compliance Manager)
Candidates with less or no experience in people management or leading small teams will be considered for Manager position.
Please apply online via the BEA Careers website at
http://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=UFOCUS=Applicant&SiteId=1&JobOpeningId=4967&PostingSeq=1
or by clicking the "Apply Now" button. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.
Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after 1 year.