LTP is a global institutional prime brokerage firm powering the future of virtual asset markets. LTP bridges traditional finance and blockchain innovation by delivering customer protected, regulated, secure, and scalable solutions to proprietary trading firms, hedge funds, asset managers, and financial institutions. LTP actively collaborates with regulators, industry partners, and academics to advance the global virtual asset economy.
Furthermore, LTP HK is regulated by SFC to conduct multiple regulated activities, including Type 1 – Dealing in Securities, Type 2 – Dealing in Futures Contracts, Type 4 – Advising on Securities, Type 5 – Advising on Futures Contracts and Type 9 – Asset Management. And we are a corporate member of the Hong Kong Securities and Investment Institute (HKSI), which is the professional body for Hong Kong’s securities and investment industry. Underscoring the firm's steadfast commitment to regulatory excellence, institutional-grade services offering, and robust investor protection in the financial service ecosystem.
Responsibilities：
- Manage and supervise the end-to-end settlement process for securities, derivatives and virtual asset trades in compliance with Hong Kong SFC regulations and other relevant regulatory requirements.
- Lead and coordinate the daily operations of the settlement team, ensuring efficient and accurate trade clearing and settlement.
- Oversee cash, securities and virtual asset transfer, reconciliation, and accounting to ensure accuracy and timeliness.
- Resolve settlement exceptions and disputes proactively, working collaboratively with internal departments and external parties.
- Maintain strong working relationships with exchanges, clearing houses, custodians, brokers, and other counterparties to facilitate smooth settlement operations.
- Continuously evaluate and improve settlement procedures and processes, driving system enhancements and automation initiatives to improve efficiency.
- Assist the risk management team in monitoring settlement risks and maintaining robust internal controls.
- Prepare and submit settlement-related reports for regulatory filings, audits, and internal reviews.
- Provide training, guidance, and performance management to the settlement team, developing their professional capabilities.
Requirements :
- Bachelor’s degree or above in Finance, Accounting, Economics, Law, or related disciplines.
- Minimum 5 years of relevant experience in securities settlement, preferably within an SFC-licensed firm.
- Strong knowledge of Hong Kong securities market settlement systems, regulatory frameworks, and compliance requirements.
- Solid understanding of clearing, settlement, funds transfer, and securities custody processes.
- Proven leadership and team management skills with excellent interpersonal and communication abilities.
- Detail-oriented with strong problem-solving skills and the ability to work under pressure.
- Proficiency in settlement systems and Microsoft Office; data analysis skills are a plus.
- Virtual asset and blockchain knowledge are a plus.
- Excellent command of both written and spoken English and Chinese (Cantonese and Mandarin).