Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business of Industrial and Commercial Bank of China Limited (“ICBC”) – currently the largest commercial bank in China, and it is one of the domestic systemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively.
Job Responsibilities
- Promote and monitor the effective implementation of external regulatory rules and the Bank's internal policies and procedures.
- Conduct CDD and AML risk assessment approvals. Conduct self-checking for the departments’ CDD and AML processes.
- Carry out compliance risk monitoring of various products, businesses and management activities.
- Perform gap analysis to fulfill regulatory requirements, formulate and improve the department’s operation manual and CDD procedures.
- Cooperate with regulatory authorities and the bank to carry out internal and external inspections.
- Organize and provide training and guidance on CDD and AML risk assessments to the Department.
- Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department.
Job Requirements
- University graduate
- A minimum of 5 years of corporate banking or legal and compliance department experience
- Familiar with CDD and AML risk assessment procedures of corporate customers
- Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
- A good command of written and spoken English, Cantonese and Mandarin
- Familiar with Ms Powerpoint, Excel and Word
Interested parties, please click "Apply Now" for application.
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