Settlement Manager (US stock) (Secondment Contract) [Ref no: RSD-SM-PL]

Accumulating over 70 years experience on our solid foundation in Hong Kong and Greater China, we succeed and create our brilliant story throughout the region. As the first foreign bank branch in Mainland, we grasp the opportunity to grow along with the economic reforms. With our well-versed China business intelligence, we continue to expand our network proactively but prudently.

Inheriting our “People Focus” tradition, we strongly believe in the philosophy of talent investment. Here, we respect your career development with enormous support and room for inspiration. If you are ready to go for great, join us today. You can shine with your own glorious story.

Your talent is our treasure, come to explore your potential with us.

Job Responsibilities:

• Assist in daily transaction processing of securities and funds to deliver a timely, smooth, reliable and efficient service to customer.
• Provide processing support on daily operation tasks such as trade matching, CCASS operations, corporate actions processing, IPO FINI and placement, client fund transfers, borrowing and lending, data management and mutual funds processing.
• Assist to manage the stock pledge processing of equities and derivatives in Hong Kong.
• Enforces segregation of duties and proper controls by verifying the transactions, amendments and data changes made by the operations team.
• Participate in system enhancement project, manage and resolve problems during different stages from project initiation to its implementation.

Job Requirements:

• Bachelor’s degree or above in Business Administration or related disciplines;
• At least 5 years of working experience in the settlement and operations department;
• Applicants with prior experience in US stock settlement will be given priority consideration;
• Solid experience in operations and settlement of Equities, Fixed Income, Mutual Funds, Derivatives;
• Ability to handle the full settlement cycle in CCASS is a must;
• Good understanding of the procedures for clearing, fees and commissions calculation, handling IPO, corporate actions, fund transfers and settlement instructions, mutual funds processing and the relevant SFC and HKEX rules and regulations;
• Proficiency in both written and spoken English, Chinese and Putonghua;
• Immediate available is highly preferred.

Interested parties please send your full resume with present and expected salary, and quoting reference number to Talent Acquisition Division by email [email redacted, apply via company website]. For details, please visit https://www.ncb.com.hk/ and refer to the page “Join Us”.

We are an Equal Opportunities Employer. Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their applications unsuccessful and their data will be destroyed within 12 months of receipt.